Why Does My IRA Have a Custodian?

Many IRA custodians specialize in traditional investments like CDs, stocks, bonds and mutual funds; but if you prefer making alternative investments like real estate or private equity investments then finding an appropriate custodian becomes crucial to your account.

Find a company that is transparent with fees and understands the applicable IRS rules and regulations that pertain to your investment area; for example, if you invest in real estate make sure the custodian understands mortgage notes and property shares.

IRA Custodians

Custodians are financial institutions that act as agents to secure individual retirement accounts (IRAs) according to IRS regulations and protect their investments for safekeeping. Custodians do not provide investment advice or manage IRA assets directly. Banks offer FDIC-insured certificates of deposit (CD) or money market mutual funds within an IRA; however, typically do not permit investors to invest in non-marketable securities such as private equity or real estate investments within an IRA.

Self-directed IRAs allow an investor to invest their IRA funds in various assets, such as real estate, private equity funds, mortgage notes or precious metals. Custodians should be familiar with all assets permitted by the IRS as well as any regulations specific to each class of investments.

Self-directed IRA custodians must also be willing to work closely with you and provide easy-to-understand answers to any inquiries that come their way. Other important criteria when selecting a custodian include fees charged by the firm such as annual account maintenance fees, loads (for mutual funds), and trade commissions.

IRA Rollover Custodians

If you move assets from an old account to a new account, the IRS views this action as a rollover rather than distribution because assets are transferred between custodians rather than directly from you.

To avoid taxes, funds must be deposited within 60 days of receiving their distribution from their original custodian – this often results in them issuing checks payable directly to your new IRA custodian rather than you directly.

Banks offering IRA custodian accounts charge fees to store your assets and manage the account, so before selecting one it is advisable to compare fees across various custodians before making your selection. Ensure they provide adequate security measures against hackers as well as account maintenance charges or load or commission fees that might eat into investment returns.

IRA Trust Custodians

Every IRA account requires a custodian to protect and store their assets, but not all custodians are created equal. If you plan on investing your retirement funds in alternative investments like real estate, private equity, precious metals or notes/loans using your retirement savings then a custodian who specializes in those areas would be ideal.

Finding a custodian who offers clear communication with their clients is also vital, particularly when searching for self-directed IRA custodians. When sourcing these custodians, make sure they come highly regarded in the industry and possess an established history and solid track record – and check if the custodian has been approved by the IRS as an IRS Nonbank Trustee and Custodian.

Finally, make sure your custodian provides an affordable fee schedule aligned with your investment goals. Fees can have a major effect on the return on your investments; thus it is imperative that you choose a custodian with fair and competitive fees.

IRA Brokerage Custodians

No matter your investment experience level or approach to retirement accounts, finding an IRA custodian that meets your investment objectives is of vital importance. For assets like real estate, private lending or precious metals outside of the stock market such as self-directed IRA custodian (SDIRA).

SDIRA custodians allow investors access to alternate, and often riskier investments that may not be available through traditional IRA structures. Furthermore, they ensure compliance with additional IRS rules and regulations.

Custodians should not be seen as financial advisors; therefore, they do not research or recommend investments for their clients. Therefore, many IRA custodians restrict which investments can be held within an account to only publicly traded assets. Make sure to inquire about fees levied by each custodian as this could significantly decrease total revenues; some may charge annual maintenance fees and commissions per trade while other may levy specific activities fees like wiring funds or processing documents.


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